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Electronic trading system, provides HK Futures, Index Options & Global Futures trading service.
 


Online trading system, provides HK Stocks, US Stocks, Taiwan Stocks, China B-shares & Mutual Fund trading service.    Trading Demo
 


Mobile trading system, provides
HK Stock trading service.
 
   


Electronic trading system, provides HK Stock Option trading service.
 


Electronic trading system, provides HK Stock trading service and streaming quotes.
 


Mobile application of two-factor authentication for login and generate offline password.
 
 
WebTrade
WebTrade - Professional Version
Mobile Trading Platform
KGI HK Mobile Trader
SPTrader Pro HD
Account Opening Form
Account Services
Fund Movements
Stock Movements
Statement of Account and Trade Confirmation
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Email Us
FAQ
Client Credit/ Margin Financing
24-hour InvestLine
Open Account
Fund Movements
Others
Two-Factor Authentication
Futures and Options
Securities
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eFO SP / SO Online
KGI Key
WebTrade - Professional Version
Mobile Trading Platform
Trading Demo
WebTrade
WebTrade - Professional Version
eFO SP
SO Online
Mobile Trading Platform
Download Forms
 

Procedures to Open a Securities Trading Account with KGI

A single Trading Account with KGI allows you to trade Hong Kong Stocks, United States Stocks, China B Shares, South Korea Stocks, Thailand Stocks and other major Stocks in the world.

  1. Read carefully KGI Asia Limited - Client Agreement , Explanation of Risks Associated With Exchange-Traded Derivative Products and Personal Information Collection Statement and download as your own records.
  2. Complete the relevant sections of the Account Opening Form and other relevant forms found under Customer Service > Download Forms.
  3. Obtain copies of the following supporting documents:

    i. Individual/Joint Account

    • ID card(s) or passport(s) of all account holders; and
    • Copy of a bank statement or utility bill for the last three-month time for proof of home address.
    • Copies of a bank account statement of the last three-month if your designated bank account is outside of Hong Kong.

    ii. Corporate Account

    • Certified True Copy of the Certificate of Incorporation (or Business Registration Certificate or other evidence of due incorporation), Memorandum and Articles of Association (or other constitutional documents) of the Client;
    • Certified copies of the audited accounts of the Client for the last two years and a balance sheet not more than two months before the date on the Account Opening Form, or such other financial information as KGI would from time to time agree to accept;
    • Details of the ownership and structure of the company (e.g. an ownership chart for companies with multiple layers which should include the company's name, place of incorporation, shareholdings and nature of business in director's declaration);
    • If shareholders of the company are corporate shareholders, the organization chart and the register of the corporate shareholders should reach to including their individual level.
    • A certified true copy of the result of a company search certified by a company registry or professional third party^ issued within the last 6 months (If client cannot provide a certified true copy of Company Search Report, KGI will perform a company search on behalf of the client and the client will be charged for a company search fee* of HKD200.);
    • A certificate of incumbency** or its equivalent issued by the company's registering agent in the place of incorporation. A certified true copy certified by a professional third party^ issued within 6 months is also acceptable; and
    • Proof of identity such as Hong Kong ID card(s) or passport(s) of all Authorised Persons, Beneficial Owner and Directors.

    ^A person licensed by or registered with the Securities and Futures Commission of Hong Kong or such person's affiliate, a Justice of the Peace, or a professional person such as certified pubilc accountant, lawyer, company secretary or notary public.
    *For corporate client incorporated or registered in HK.
    **corporate client incorporated or registered overseas.

  4. Submit the Account Opening Form, W-8BEN(Individuals) / W-8BEN-E(Entities) and supporting documents to us. You can:
    • Bring with you the Account Opening Form, W-8BEN(Individuals) / W-8BEN-E(Entities) and copies of all supporting documents to one of KGI's offices in Hong Kong for certification (signing and sighting) by a KGI employee.

Once your application is reviewed and approved, a Login User Name will be assigned to you. After a few days, you will receive a separate mail containing your WebTrade Login Password for accessing KGI WebTrade.

Note:
It will normally take 3 business days (HKT) to process an account opening application and you will not be able to trade immediately unless sufficient funds or stocks are deposited into your Trading Account.

^A person licensed by or registered with the Securities and Futures Commission of Hong Kong or such person's affiliate, a Justice of the Peace, or a professional person such as certified pubilc accountant, lawyer, company secretary or notary public.

How do I obtain the Account Opening Form?

There are two ways to obtain the Account Opening Form. You may:

*Only available for Securities Trading Account. To obtain a Futures and Options Account Opening Package, please call our 24-hour InvestLine at (852) 2878-5555.

Download Acrobat Reader to view PDF files.

Procedures to Open a Futures & Options Trading Account with KGI

Just 4 simple steps is all it takes to open a Futures & Options Trading Account:

Supporting Documents

(i) Individual / Joint Account

  • Copy of Primary (and Joint) Client's ID card or passport
  • Copy of a bank statement or utility bill for the last three-month for proof of home address
  • Copy of a bank account statement for the last three-month if your designated bank account is outside of Hong Kong

(ii) Corporate Account

  • Certified True Copy of the Certificate of Incorporation (or Business Registration Certificate or other evidence of due incorporation), Memorandum and Articles of Association (or other constitutional documents) of the Client;
  • Certified copies of the audited accounts of the Client for the last two-year and a balance sheet not more than two months before the date on the Account Opening Form, or such other financial information as KGI would from time to time agree to accept;
  • Details of the ownership and structure of the company (e.g. an ownership chart for companies with multiple layers which should include the company's name, place of incorporation, shareholdings and nature of business in director's declaration);
  • If shareholders of the company are corporate shareholders, the organization chart and the register of the corporate shareholders should reach to including their individual level.
  • A certified true copy of the result of a company search certified by a company registry or professional third party^ issued within the last 6 months (If a client cannot provide a certified true copy of Company Search Report, KGI will perform a company search on behalf of the client and the client will be charged a company search fee*of HKD200.);
  • A certificate of incumbency** or its equivalent issued by the company's registering agent in the place of incorporation. A certified true copy certified by a professional third party^ issued within 6 months is also acceptable; and
  • Proof of identity such as Hong Kong ID card(s) or passport(s) of all Authorised Persons, Beneficial Owner and Directors.

^A person licensed by or registered with the Securities and Futures Commission of Hong Kong or such person's affiliate, a Justice of the Peace, or a professional person such as certified pubilc accountant, lawyer, company secretary or notary public.
*For corporate client incorporated or registered in HK.
**For corporate client incorporated or registered overseas.

Please download Acrobat Reader to view PDF files.

Existing clients apply for eFO SP

If existing clients want to apply for eFO SP, please take the following steps:

Please download Acrobat Reader to view PDF files.

Verify the identity of KGI Investment Representatives

If you have doubt about the identity of your KGI Investment Representative during the account opening process, please call our 24-hour InvestLine at (852) 2878 5555 and/or visit the SFC website to verify the identity of the licensed representative at:

https://www.sfc.hk/web/EN/regulatory-functions/intermediaries/licensing/register-of-licensees-and-registered-institutions.html