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Analyst/Associate, Product Control -
Finance (Ref: APC)
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Post Date: July 10, 2008
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Responsibilities
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Generate and provide commentary on daily profit and loss
report of cash equity and equity derivative trading business
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Perform month end marks review and profit and loss
reconciliation with financial reporting
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Participating in new product initiatives, system
enhancement and automation for PL calculation and journal posting
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Work closely with front office, operations, risk
management and other teams in finance to ensure trades are accurately booked
in relevant systems
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Requirements
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University graduate/Master in accounting or finance
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1-3 years of middle office/product control experience in
financial institutions
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Excellent product knowledge of equity derivative products
is highly desirable. Experience
in exotic equity derivative products, structured products and convertible
bond would be a definite asset
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Have intuitive understanding of option greeks, valuation methodology and related
accounting standard for derivatives.
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Proficiency in using Bloomberg and/or Reuters
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Strong control mindset
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Conversational English and Mandarin
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Preferably with knowledge in Microsoft Excel and Access
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To apply,
please send your application with resume & expected salary to jobs.fin@kgia.com or by mail to the following
address.
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Compliance Officer (Ref: CO)
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Post Date: July 10, 2008
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Responsibilities
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to
direct & establish compliance-related functions
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to
perform compliance testing on internal control, operational procedures &
related policies
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to
ensure compliance with regulatory requirements & to interact with
regulators
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to
develop and conduct compliance training
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to
coach and supervise junior compliance staff
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Requirements
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Qualifications:
(1) University graduate, with relevant professional or industry
qualifications an advantage; (2) familiar with SFO and all codes, rules and
regulations governing securities, futures and investment management
industries.
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Experience:
minimum four (4) years’ experience in regulatory / compliance areas and not
less than 2 years of which gained in securities industries or financial
institutions
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Special
Knowledge or Skills: Detail-oriented, effective team player and able to work
independently. Fluent in spoken & written English and Cantonese.
Knowledge in Mandarin an advantage. Proficient in MS office applications
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Personality/Important
Traits to Note: Helpful with initiative and strong character
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To apply,
please send your application with resume & expected salary to jobs@kgia.com or by mail to the following
address.
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Cash Transaction Processing Manager
(Ref: CTPM)
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Post Date: July 10, 2008
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Responsibilities
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Supervise
the Cash Transaction Processing team and direct its day-to-day activities
which include cash payment, cash collection, cash transfer, book-entry cash
transfer, etc
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Establish
and execute control measures to secure quality of day-to-day activities
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Maintain
and implement policies and procedures on cash transaction processing
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Develop
and maintain service standard with internal customers
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Provide
training and coaching to team members to strengthen competences of the team
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Review
and improve internal and external cash processing facilities from time to
time
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Requirements
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University
or above
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Over
3 years of relevant functional and managerial experience
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Understanding
of the cash clearing system in HK and US
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Knowledge
in Client Money Rules and Code of Conduct of SFC is preferred
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Fluent
in English and Mandarin
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Independent,
enthusiastic and accountable
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Strong
communication skill
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High
adaptability to a fast changing working environment
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Logical
and system thinking
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To apply,
please send your application with resume & expected salary to jobs.opsab@kgia.com or by mail to the following
address.
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Corporate Sales (Ref: CS)
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Post Date: July 10, 2008
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Responsibilities
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Generate sales-commission income by providing good-quality
services to institutional / corporate / high net-worth clients on a daily
basis
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Assist in selling IPOs / secondary-market equity
placements to corporate / high net-worth clients
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Assist the corporate sales team in organising
roadshows for listed / pre-listed companies
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Requirements
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Experience in selling IPOs
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Contacts with listed companies are preferred
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University graduate with minimum 3 years of sales
experience in the financial industry
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Licensed with relevant SFC licenses
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Be able to communicate fluently in Cantonese, Putonghua
& English, while knowledge of any other Asian language is a definite plus
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A native Putonghua speaker will be given favourable consideration
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Frequent travel to Mainland China is needed
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To apply,
please send your application with resume & expected salary to jobsis@kgia.com or by mail to the following
address.
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Brokerage Administration
Officer (Ref: BAO)
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Post Date: July 10, 2008
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Responsibilities
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Assist in developing and formulating internal credit
control system, procedures and guidelines for brokerage operations.
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Assist in evaluating creditworthiness and financial
strength of clients and respective sales in special credit requests
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Support various profit centers on legal and compliance
issues
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Assist in handling legal documentation and correspondences
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Review and monitor exceptions
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Prepare management report
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Requirements
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University graduate in finance or accounting
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Minimum 2 years of experience in finance industry is a
MUST
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Experience in compliance field preferred
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Strong market sense and responsive to users' needs
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Enthusiastic, analytical and able to work under pressure
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Strong interpersonal and communication skills
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