CDF CDIB KGI SECURITIES KGI BANK CDIBF
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Electronic trading system, provides HK Futures, Index Options & Global Futures trading service.
 


Online trading system, provides HK Stocks, US Stocks, Taiwan Stocks, China B-shares & Mutual Fund trading service.    Trading Demo
 


Mobile trading system, provides
HK Stock trading service.
 
   


Electronic trading system, provides HK Stock Option trading service.
 


Electronic trading system, provides HK Stock trading service and streaming quotes.
 


24 hour hotline, place the order by phone.
 
 
WebTrade
WebTrade - Professional Version
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KGI HK Mobile Trader
SPTrader Pro HD
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WebTrade
WebTrade - Professional Version
eFO SP
SO Online
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Open a Securities Trading Account

A single Trading Account with KGI allows you to trade Hong Kong Stocks, United States Stocks, China B Shares, South Korea Stocks, Taiwan Stocks, Thailand Stocks and other major Stocks in the world.

  1. Read carefully Client Agreement , Explanation of Risks Associated With Exchange-Traded Derivative Products and Personal Information Collection Statement and download as your own records.
  2. Complete the relevant sections of the Account Opening Form, Customer's Declaration for Data Protection (for individual/joint account only) and Assess a Client's Knowledge of Derivatives Form.
  3. To open either (i) a Securities Margin Account or (ii) a Stock Options Account and Securities Margin Account, please complete the Standing Authority - Client Securities and Securities Collateral (For New Client).
  4. Obtain copies of the following supporting documents:

    i. Individual/Joint Account

    • ID card(s) or passport(s) of all account holders; and
    • Copy of a bank statement or utility bill for the last three-month time for proof of home address.
    • Copies of a bank account statement of the last three-month if your designated bank account is outside of Hong Kong.

    ii. Corporate Account

    • Certified copy of the Certificate of Incorporation (or Business Registration Certificate or other evidence of due incorporation), Memorandum and Articles of Association (or other constitutional documents) of the Client;
    • Certified copies of the audited accounts of the Client for the last two years and a balance sheet not more than two months before the date on the Account Opening Form, or such other financial information as KGI would from time to time agree to accept;
    • Details of the ownership and structure of the company (e.g. an ownership chart for companies with multiple layers which should include the company!|s name, place of incorporation, shareholdings and nature of business in director's declaration);
    • If shareholders of the company are corporate shareholders, the organization chart and the register of the corporate shareholders should reach to including their individual level.
    • A certified true copy of the result of a company search certified by a company registry or professional third party^ issued within the last 6 months (If client cannot provide a certified true copy of Company Search Report, KGI will perform a company search on behalf of the client and the client will be charged for a company search fee* of HKD200.);
    • A certificate of incumbency** or its equivalent issued by the company's registering agent in the place of incorporation. A certified true copy certified by a professional third party^ issued within 6 months is also acceptable; and
    • Proof of identity such as Hong Kong ID card(s) or passport(s) of all Authorised Persons, Beneficial Owner and Directors.

    ^A Justice of the Peace, or a professional person such as certified public accountant, lawyer or notary public practising in Hong Kong or an equivalent jurisdiction.
    *For corporate client incorporated or registered in HK.
    **corporate client incorporated or registered overseas.

  5. Submit the Account Opening Form, Customer's Declaration for Data Protection (for individual/joint account only) and supporting documents to us. You can:
    • Bring with you the Account Opening Form and Customer's Declaration for Data Protection (for individual/joint account only), and copies of all supporting documents for certification (signing and sighting) by a professional third party^. Send the certified Account Opening Form and copies of all supporting documents and a cheque for HKD 10,000# bearing your signature(s) and with your account name(s) pre-printed on it, made payable to KGI Asia Ltd.:

      Client Data Management Department
      KGI Asia Limited
      41/F Central Plaza,
      18 Harbour Road,
      Wanchai,
      Hong Kong

      OR

    • Bring with you the Account Opening Form, Customer's Declaration for Data Protection (for individual/joint account only) and copies of all supporting documents to one of KGI's offices in Hong Kong for certification (signing and sighting) by a KGI employee.

Once your application is reviewed and approved, a Login User Name will be assigned to you. After a few days, you will receive a separate mail containing your WebTrade Login Password for accessing KGI WebTrade.

Note:
It will normally take 3 business days (HKT) to process an account opening application and you will not be able to trade immediately unless sufficient funds or stocks are deposited into your Trading Account.

^A Justice of the Peace, or a professional person such as certified public accountant, lawyer or notary public practising in HongKong or an equivalent jurisdiction.
#Account will only be activated after the relevant cheque is cleared.

How do I obtain the Account Opening Form?

There are two ways to obtain the Account Opening Form. You may:

*Only available for Securities Trading Account. To obtain a Futures and Index Options Account Opening Package, please call our 24-hour InvestLine at (852) 2878-5555.

Download Acrobat Reader to view PDF files.

Open a Futures and Options Trading Account

Just 4 simple steps is all it takes to open a Futures & Options Trading Account:

Supporting Documents

(i) Individual / Joint Account

  • Copy of Primary (and Joint) Client's ID card or passport
  • Copy of a bank statement or utility bill for the last three-month for proof of home address
  • Copy of a bank account statement for the last three-month if your designated bank account is outside of Hong Kong

(ii) Corporate Account

  • Certified copy of the Certificate of Incorporation (or Business Registration Certificate or other evidence of due incorporation), Memorandum and Articles of Association (or other constitutional documents) of the Client;
  • Certified copies of the audited accounts of the Client for the last two-year and a balance sheet not more than two months before the date on the Account Opening Form, or such other financial information as KGI would from time to time agree to accept;
  • Details of the ownership and structure of the company (e.g. an ownership chart for companies with multiple layers which should include the company!|s name, place of incorporation, shareholdings and nature of business in director's declaration);
  • If shareholders of the company are corporate shareholders, the organization chart and the register of the corporate shareholders should reach to including their individual level.
  • A certified true copy of the result of a company search certified by a company registry or professional third party^ issued within the last 6 months (If a client cannot provide a certified true copy of Company Search Report, KGI will perform a company search on behalf of the client and the client will be charged a company search fee*of HKD200.);
  • A certificate of incumbency** or its equivalent issued by the company's registering agent in the place of incorporation. A certified true copy certified by a professional third party^ issued within 6 months is also acceptable; and
  • Proof of identity such as Hong Kong ID card(s) or passport(s) of all Authorised Persons, Beneficial Owner and Directors.

^A Justice of the Peace, or a professional person such as certified public accountant, lawyer or notary public practising in Hong Kong or an equivalent jurisdiction.
*For corporate client incorporated or registered in HK.
**For corporate client incorporated or registered overseas.

Please download Acrobat Reader to view PDF files.

Existing clients apply for eFO SP

If existing clients want to apply for eFO SP, please take the following steps:

Please download Acrobat Reader to view PDF files.

Verify the identify of KGI Investment Representatives

If you have doubt about the identity of your KGI Investment Representative during the account opening process, please call our 24-hour InvestLine at (852) 2878 5555 and/or visit the SFC website to verify the identify of the licensed representative at:

http://www.sfc.hk/publicregWeb?locale=en