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Open a Securities Trading Account
A single Trading Account with KGI allows you to trade Hong Kong Stocks, United States Stocks, China B Shares, South Korea Stocks, Taiwan Stocks, Thailand Stocks and other major Stocks in the world.
- Read carefully Client
Agreement , Explanation
of Risks Associated With Exchange-Traded Derivative Products and Personal Information Collection Statement and download
as your own records.
- Complete the relevant sections of the Account Opening
Form, Customer's Declaration for Data Protection (for individual/joint account only) and Assess
a Client's Knowledge of Derivatives Form.
- To open either (i) a Securities Margin Account or (ii) a Stock Options
Account and Securities Margin Account, please complete the Standing
Authority - Client Securities and Securities Collateral (For New Client).
- Obtain copies of the following supporting documents:
i. Individual/Joint Account
- ID card(s) or passport(s) of all account holders; and
- Copy of a bank statement or utility bill for the last three-month time for proof of home address.
- Copies of a bank account statement of the last three-month if your designated bank account is outside of Hong Kong.
ii. Corporate Account
- Certified copy of the Certificate of Incorporation (or Business
Registration Certificate or other evidence of due incorporation),
Memorandum and Articles of Association (or other constitutional
documents) of the Client;
- Certified copies of the audited accounts of the Client for
the last two years and a balance sheet not more than two months before the date on the Account Opening Form, or such other financial information as KGI would from time to time agree
to accept;
- Details of the ownership and structure of the company (e.g. an ownership chart for companies with multiple layers which should include the company’s name, place of incorporation, shareholdings and nature of business in director's declaration);
- If shareholders of the company are corporate shareholders, the organization chart and the register of the corporate shareholders should reach to including their individual level.
- A certified true copy of the result of a company search certified by a company
registry or professional third party^
issued within the last 6 months (If client cannot provide a
certified true copy of Company Search Report, KGI will perform
a company search on behalf of the client and the client will
be charged for a company search fee*
of HKD200.);
- A certificate of incumbency**
or its equivalent issued by the company's registering agent in the place of incorporation. A certified true copy certified by a professional third party^
issued within 6 months is also acceptable; and
- Proof of identity such as Hong Kong ID card(s) or passport(s)
of all Authorised Persons, Beneficial Owner and Directors.
^A Justice of Peace, or a professional person such as branch manager of a bank, certified public accountant, lawyer or notary public.
*For corporate client incorporated or registered in HK.
**corporate client incorporated
or registered overseas.
- Submit the Account Opening Form, Customer's Declaration for Data Protection (for individual/joint account only) and supporting documents to us. You
can:
Once your application is reviewed and approved, a Login User
Name will be assigned to you. After a few days, you will receive
a separate mail containing your WebTrade Login Password
for accessing KGI WebTrade.
Note:
It will normally take 3 business days (HKT) to process an account
opening application and you will not be able to trade immediately unless
sufficient funds or stocks are deposited into your Trading Account.
^A Justice of Peace, or a professional
person such as branch manager of a bank, certified public accountant,
lawyer or notary public.
#Account will only be activated after
the relevant cheque is cleared.
How do I obtain the Account Opening
Form?
There are two ways to obtain the Account Opening Form. You may:
*Only available for Securities Trading Account. To obtain a Futures and
Index Options Account Opening Package, please call our 24-hour
InvestLine at (852) 2878-5555.
Download Acrobat
Reader to view PDF files.
Open a Futures and Options Trading Account
Just 4 simple steps is all it takes to open a Futures & Options Trading Account:
Supporting Documents
(i) Individual / Joint Account
- Copy of Primary (and Joint) Client's ID card or passport
- Copy of a bank statement or utility bill for the last three-month for proof of home address
- Copy of a bank account statement for the last three-month if your designated bank account is outside of Hong Kong
(ii) Corporate Account
- Certified copy of the Certificate of Incorporation (or Business
Registration Certificate or other evidence of due incorporation),
Memorandum and Articles of Association (or other constitutional
documents) of the Client;
- Certified copies of the audited accounts of the Client for the last two-year and a balance sheet not more than two months before the date on the Account Opening Form, or such other financial information as KGI would from time to time agree to accept;
- Details of the ownership and structure of the company (e.g. an ownership chart for companies with multiple layers which should include the company’s name, place of incorporation, shareholdings and nature of business in director's declaration);
- If shareholders of the company are corporate shareholders, the organization chart and the register of the corporate shareholders should reach to including their individual level.
- A certified true copy of the result of a company search certified by a company
registry or professional third party^
issued within the last 6 months (If a client cannot provide a certified
true copy of Company Search Report, KGI will perform a company
search on behalf of the client and the client will be charged
a company search fee*of
HKD200.);
- A certificate of incumbency**
or its equivalent issued by the company's registering agent in the
place of incorporation. A certified true copy certified by a professional
third party^ issued within
6 months is also acceptable; and
- Proof of identity such as Hong Kong ID card(s) or passport(s)
of all Authorised Persons, Beneficial Owner and Directors.
^A Justice
of Peace, or a professional person such as branch manager of a
bank, certified public accountant, lawyer or notary public.
*For corporate client incorporated or registered in HK.
**For corporate client incorporated
or registered overseas.
Please download Acrobat
Reader to view PDF files.
Existing clients apply for eFO SP
If existing clients want to apply for eFO SP, please take the following steps:
- Step 1 Read the Standard
Terms and Conditions for Futures and Options Trading and download
as your own record.
- Step 2 Download the relevant forms below:
- Step 3Submit the relevant forms duly completed and signed by you and
mail or deliver the form to us at our below address:
Client Data Management Department
KGI Futures (Hong Kong) Limited
41/F Central Plaza,
18 Harbour Road,
Wanchai,
Hong Kong
Please download Acrobat
Reader to view PDF files.
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