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To cope with our strategic plan to strengthen the regional presence of KGI in the Greater China region, KGI is now actively seeking for a number of high caliber professionals.
Job Vacancies
Post date: Jun 4, 2013
| Responsibilities
- Provide professional secretarial and administrative support / service for the Managing Director and the team;
- Make travel and accommodation arrangements;
- Prepare business correspondence, reports and presentation materials;
- To liaise with both internal and external parties for meeting coordination and related matters;
- Handle expense claims and reporting;
- Support any ad hoc assignments.
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| Requirements
- University graduate;
- Minimum 5 years of experience as Senior Secretary or Personal Assistant in financial industry;
- Attentive to details, mature, able to work independently and under pressure;
- Excellent work co-ordination, interpersonal and communication skills;
- Good command of spoken and written English and Chinese (Cantonese & Mandarin);
- Experience in serving senior executives is highly preferable;
- High Proficiency in MS Word, Excel and Powerpoint.
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| Responsibilities
- Service the external clients on our platform
- Harness KGI resources to complete agreement and account opening
- Support business development and prepare marketing materials
- Generate marketing activities for the existing channels
- Apt to do presentation and provide briefings to clients
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| Requirements
- University degree in business administration, marketing or similar discipline
- At least 3 years of experience in wealth / asset management
- Familiar with Independent Financial Advisor channels is an advantage
- Strong knowledge in wealth management and investment products
- Good interpersonal skills for managing channels and working with colleagues
- Creative in tackling problems
- Right attitude in carrying out duties and working under pressure
- Proficient in writing and speaking English & Chinese (Cantonese and Putonghua)
- Having investment licenses preferred
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| Responsibilities
- To lead a team in handling day-to-day works on client fund withdrawal, client fund deposit, internal fund transfer, funding of bank account, etc
- To coordinate with other internal functions to ensure complete and proper update in various systems
- To perform control tasks for relevant processes and improve the control measures from time to time
- To maintain good relationship with partnered banks and follow up with them to handle exceptions
- To lead or participate in system development projects for relevant processes
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| Requirements
- Bachelor degree or above
- 3-5 years relevant working experience, candidates are not from the securities industry but have similar experiences are also considered
- Advanced skills in using MS Excel or MS Access
- Independent, self-motivated, accountable and able to work under pressure
- High capability to adapt to changing working requirements
- Logical and systematic thinking
- Proficiency in English, Cantonese and Mandarin.
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| Responsibilities
- Perform daily trade support and settlement tasks for local and overseas listed derivative products
- Process tasks specific for contract expiration like contract lapse, options exercise and assignment, etc
- Execute and enhance daily control on listed derivatives operations
- Process trades give-up and give-in, claim spread, position offset, etc with brokers and clearing houses
- Manage the margin with brokers and clearing houses in accordance to procedures
- Handle requests and enquiries from salesperson, regulators, auditors, IRD, etc
- Prepare regular administrative and regulatory reports
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| Requirements
- Bachelor degree or above
- Minimum 1 year working experience, solid system knowledge in GMI, DCASS
- Advanced skills in using MS Excel or MS Access
- Independent, self-motivated, accountable and able to work under pressure
- High capability to adapt to changing working requirements
- Logical and systematic thinking
- Proficiency in English, Cantonese and Mandarin.
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| Responsibilities
- To handle day-to-day works on client fund withdrawal, client fund deposit, internal fund transfer, funding of bank account, etc
- To work with other internal functions in fulfill their requests on fund transfer
- To perform day-to-day control tasks for relevant processes to secure correct input
- To follow up with banks on exceptions
- To perform testing on system development projects for relevant processes
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| Requirements
- F.7 or above
- Minimum 1 year working experience, candidates are not from the securities industry but have similar experiences are also considered
- Advanced skills in using MS Excel or MS Access
- Independent, self-motivated, accountable and able to work under pressure
- High capability to adapt to changing working requirements
- Logical and systematic thinking
- Proficiency in English, Cantonese and Mandarin
- Fresh graduates are also considered
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| Responsibilities
- Leading and executing Equity Capital Market (ECM) transactions efficiently and effectively.
- Assisting in business development and marketing.
- Involving in ECM works, underwriting, placing, arranging roadshows and performing due diligence works.
- Liaising and coordinating with individual and institutional investors.
- Ensure that the necessary documentation and processes are in place for the Chinese Walls between Investment Banking, Sales and Research during mandated transaction.
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| Requirements
- Bachelor’s degree holder, preferably in Business, Accounting, Economics, Finance or other related disciplines.
- Minimum 10 years prior financial Industry working experience including 5 years as the head or a senior member of the ECM team with a properly established and operating securities firm in Hong Kong.
- Prefer being existing license representative under Hong Kong SFC regulated activates of dealing securities (RA1) / advisory on corporate finance (RA6).
- Candidates with qualified accountant background will be an advantage. Holder of AICPA / AHKSA / CPA is preferable.
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| Responsibilities
- To act as in-house counsel to provide general legal advice and support, with principal focus on financial intermediary services relating to securities, futures, insurance products and asset management;
- To draft, review and advise on general legal documentation;
- To communicate and liaise with relevant exchanges and regulators;
- To seek consultation and co-ordinate with outside counsel and relevant professional advisers;
- To provide in-house legal training to staff members.
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| Requirements
- Qualified lawyer holding a Law Degree with Honours;
- 5 years related working experience or above;
- Diligent, meticulous and self-initiative;
- Proficiency in English, Cantonese and Mandarin.
Candidates with abundant experience will be considered for a more senior position. |
| Responsibilities
- Assist to handle daily and monthly sales credit report
- Assist to provide Sales payout reporting
- Prepare daily and monthly bank reconciliation
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| Requirements
- F7 or above
- 3 – 5 years experience in Finance industry is preferable
- Good command of spoken and written English and Chinese
- Well motivated and able to work under pressure and overtime
- Hard working and eager to learn
- Proficient in MS word and Excel
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| Responsibilities
- Back office system development, enhancement, maintenance and support
- Prepare system documentation and assist on user acceptance test
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| Requirements
- University graduate in Computer Studies or equivalent
- 2-3 years programming experience, solid knowledge in MS .Net, C/C++, SQL and knowledge in finance operation a plus
- Good attitude and able to work independently
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| Responsibilities
- Deliver full range of wealth management advisory services to high net-worth clients
- Develop effective sales strategies to maximize AUM of client’s asset under management
- Call existing clients and explore potential clients for selling investment products such as bonds, funds, structured products and insurance products
- Proactively identify and satisfy customers’ needs to achieve maximized sales results
- Develop strategies in line with products, services and market objectives
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| Requirements
- University graduate in business related major
- Minimum 3 years of the relevant experience in finance market
- Eligible to apply for SFC Type 1 (Dealing in Securities), Type 2 (Dealing in Futures Contracts), Type 4 (Advising in Securities) licenses and passed Papers 1, 2, 3, 4, 5 in IIQAS examinations
- Must be able to communicate in Cantonese, Mandarin and English
- Previous banking, IFA or Insurance experience will be an advantage
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| Responsibilities
- Provide quality and professional customer service to client and sales including order placing, IPOs processing, etc.
- Handle customer enquiry
- Provide administrative support to sales
- Perform Users Acceptance Test (UAT) on the online securities, futures and options trading platforms & the settlement system
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| Requirements
- University graduated
- Minimum 2 years experience in securities industry with SFC RA1/RA2 licenses. Knowledge in investment products is an advantage
- Customer-oriented and proactive
- Good communication skill and must be PC literate
- Fluent in English and Cantonese
- May be stationed at Branches or Head Office as assigned by the company
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| Responsibilities
- Handle clients' inquiries
- Execute order & quote price upon clients' requests
- Assist sales in administration work
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| Requirements
- Form 5 or above with a minimum of 2 years relevant experience
- Current holder or ready to possess SFC licenses RA1 (Dealing in Securities) & RA2 (Dealing in Futures Contracts)
- Good communication skill and must be PC literate
- Fluent in English and Cantonese; native/close to native in Putonghua is a MUST
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| Responsibilities
- To advise client on investment issues and execute clients’ order
- To generate new clients
- To expand the base of investment products
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| Requirements
- Form 7 or above
- Extensive client base
- Holder of SFC licenses RA1 (Dealing in Securities) RA2 (Dealing in Futures Contracts)
- Minimum 5 years’ solid experience in securities brokerage house
- Strong sales and customer orientation with good interpersonal and communication
- Proficiency in both English and Chinese; fluent in Mandarin is a plus
- Good PC skills
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We offer a competitive remuneration package and long-term career development to the right candidates. Interested applicants, please send your full resume and expected salary quoting reference either by the specified email above or by post to:
HR Department
KGI Hong Kong Limited,
41/F, Central Plaza,
18 Harbour Road,
Wanchai, Hong Kong
Information provided will be treated in strict confidence and will only be used for recruitment related purposes. All personal data of unsuccessful applicants will be destroyed within six months after the completion of recruitment process.
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