Introduction

KGI Capital Asia Limited is the wholly-owned subsidiary of KGI Securities Co., Ltd. and the investment banking arm of KGI Group in Hong Kong. To offer its customers more investment options, KGI Securities Co., Ltd. has aggressively embarked on a regional expansion strategy in order to help its customers with their international investment needs. In 1994, KGI Securities Co., Ltd. established Sinpac Securities (HK) Company Limited in Hong Kong to start the first step of its regionalization and internationalization strategy and to enhance its presence in the underwriting and syndication business in the Hong Kong market. In view of capturing the vast market potential in the investment banking business in the Greater China region, Sinpac Securities (HK) Company Limited has undergone a series of restructuring and was renamed as KGI Capital Asia Limited in July 2002. With the close collaboration with KGI Securities Co., Ltd. in Taiwan and the strength of KGI Group brokerage platform in the Asia Pacific region, KGI Capital Asia Limited is expanding aggressively in the investment banking business and strives to become one of the best investment banking firms for corporations in the Greater China region.

Business Profile

KGI Capital is well-positioned to provide the top-notch investment banking services to corporations in the Greater China region, including Taiwan, the mainland China and Hong Kong and to capture the advantages of the Hong Kong capital markets. KGI Capital provides a comprehensive range of services, including corporate finance and equity capital markets fund-raising services, financial advisory services and mergers and takeovers advisory services.

In the corporate finance and equity capital markets fund-raising services, KGI Capital provides tailor-made fund raising scheme for high quality companies and multinational corporations in the Asia Pacific region as well as from all over the world. Our services include sponsoring initial public offerings in local and international exchanges, including the Main Board and Growth Enterprise Market of the Hong Kong Stock Exchange. Riding on the strong capital base of KGI Group and the effective and regional distribution network, KGI Capital are committed to offer our clients with various fund raising alternatives, including equity underwriting, shares issue, public offerings and private placement, to cater for our clients' financial needs.

For financial advisory services, KGI Capital has a team of professionals which are experienced in corporate restructuring, formulation of business strategy, capital reorganization and restructuring, development of advanced financial models to assist our clients' business planning and valuation and seeking strategic and financial alliances and investors.

For the mergers and acquisition business, KGI Capital has actively engaged in various takeovers and mergers deals in the past and is experienced in providing planning, structuring and execution of takeovers and mergers deals for both private and public listed companies. We also provide post-mergers corporate restructuring and reorganisations and implementation measures services to our valued clients in order to assist them to accomplish their business strategies and financial objectives.